Chinese Law

The Chinese legal system originated somewhat over 2000 years ago in the conflict between two views of law, legalist and Confucianist. The legalists, who believed in using the rational self-interest of those subject to law to make them behave in the way desired by those making the law, advocated harsh penalties to drive the equilibrium crime rate to near zero. They supported the ideas of a strong central government, equal treatment under law, and written law available to all. Confucianists saw the issues in terms of morality rather than law and the objective not to modify by behavior by punishing and rewarding but by teaching virtue. They feared that a written law code generally available would lead to rules lawyering and supported unequal treatment based on the unequal status of those to whom the law applied.1

The conflict was briefly resolved in 221 B.C. when the legalists succeeded in taking power as the Ch’in dynasty, the first to unite all of China, but the dynasty collapsed in 208 B.C. with the death of its founder. It was succeeded by the Han dynasty, whose legal system was nominally Confucianist but in fact a hybrid of the two approaches. Under the Han, positive law continued to be enforced by penalties, but the penalty depended on the status of the offender, both absolute status—official, slave, commoner, …—and status vis a vis the victim.

Little detailed information on the legal systems of the Han and other early dynasties is available, at least in English. My chief source for this chapter is Law in Imperial China by Derk Bodde and Clarence Morris, an account of the legal system of the last Imperial dynasty, the Ch’ing, which ruled from the mid-17th century to the beginning of the 20th. The book includes 190 cases, mostly 18th and 19th century. The Ch’ing legal system was built on the legal systems of previous dynasties. I do not know how much of what I discuss here was true how much earlier, although some information can be found in Van Gulik 2007, based on a 13th c. source.

Making Law

Laws originated as official statutes proclaimed by the Emperor and passed down, with some changes, from dynasty to dynasty. They were expanded by the addition of substatutes, based either on additional decrees or on precedent established by officials at a high level, expanded further by official commentary printed along with the statutes, and further expanded by unofficial commentary. Some early writers argued against making the law code publicly available. That does not seem to have actually been done, but, in a society where most people were illiterate, lawyers not available, and the giving of legal advice or assistance by anyone not officially authorized to so at risk of severe penalties, ordinary people depended largely on government officials and their employees for information about legal rules.

The most striking feature of the cases, official records of activities of the equivalent of a high level appeals court, is that they are not about whether the defendant is guilty—the facts of who did what are generally taken as known—nor, as in an appeals court in the modern U.S. system,  about whether the lower court acted correctly in convicting the defendant, but about what punishment is appropriate. The legal code itself is not so much an account of what is forbidden as an attempt to specify, for every possible offense, the proper punishment.

Punishing Offenses

Neither imprisonment nor fines were included in the normal list of punishments, although a prisoner might be imprisoned for substantial periods of time in the process of passing through the legal system and payment of a fine was sometimes permitted as a substitute for a more serious penalty or as compensation to a family injured by the crime. Ordinary punishments ranged from a sentence to wear the cangue,2 a device whose purpose was in large part humiliation, through various numbers of blows by the light or heavy bamboo, through penal servitude of various sorts and lengths of time, life exile at various distances from the convict’s home province,3 to nominally or actually capital sentences.

One of the oddities of the system of punishments was that they were not always all they claimed to be. A sentence to fifty blows of the light bamboo in fact meant twenty, due to changes of law after the Manchu conquest, and similarly for all sentences of similar form.4 Nominally capital sentences—decapitation after the assizes or strangulation after the assizes—were in most cases serious but non-capital.

At the assizes, convicts were divided into four categories. Those sentenced to “deferred execution” normally had their sentence commuted to penal servitude, sometimes after a two year delay to have the sentence confirmed. Those found “worthy of compassion,” either because they were young, old, or because there were extenuating circumstances to their offense, had their sentence commuted to exile or penal servitude. A convict found to be an only son who needed to remain at home to care for his parents or, his parents being dead, to tend their shrine, might have his death sentence reduced to forty blows plus two months wearing the cangue.

There remained a fourth category, convicts “deserving of capital punishment.” Their names were written on a sheet on which the Emperor drew a circle, separating those who would be executed from those to be held over for another year; it is unclear whether being inside or outside the circle implied execution. A defendant guilty of family offenses who survived this process twice had his sentence commuted to deferred execution; for other offenses it took ten times. One source suggests that a single round of the process selected fewer than 10 percent of the names for execution. Given the multiple possible outs, it seems clear that a nominally capital sentence usually led to a serious punishment but one short of execution.

There were three sentences that were actually capital: Strangulation before the assizes, decapitation before the assizes, and death by slicing ("the death of a thousand cuts"—being tortured to death). Strangulation was considered a less severe punishment than decapitation, since mutilation of the body was held to have undesirable post-mortem consequences.

A further disconnect between nominal and actual sentences occurred through the process of redemption. The court could, but need not, permit a convict to substitute a money payment for the penalty he had been sentenced to; the payments seem to have been small relative to the penalties they replaced. In some cases, such as a doctor who unintentionally killed his patient, the reason for permitting redemption seems natural enough to the modern reader, but in many cases where it would seem appropriate to us, such as a son killing the killer of his father or someone who unintentionally killed a would-be rapist in the process of preventing his crime, it was not granted.

Why would a defendant be sentenced to capital punishment and then permitted to buy his way out for a nominal sum, instead of simply being sentenced to some much lower penalty? One possible answer is that cosmic balance required the payment of a life for a life—but it could be a nominal life. The same doctrine may explain another oddity in the law. If several people were jointly responsible for a murder and one of them sentenced to death, his sentence could be commuted to something non-capital only if one of the other offenders happened to die while the legal process was still ongoing—presumably because cosmic balance had thus been satisfied. A final oddity is that executions could only occur at certain times of the year, with the details of the restriction varying over time but apparently linked to religion.

These rules raise the question of to what extent the legal system reflected ideology in the form of religious beliefs, to what extent was it a system whose rules served consequentialist purposes? One can interpret nominally capital sentences as reflecting the needs of cosmic balance, provided one believes that the cosmos can be balanced by purely nominal executions.[Add fn reference to a similar pattern in early Roman law, where cosmic balance was maintained by suitable punishment for violations of religious law, and the execution was later converted into banishment.] Alternatively one might view the pattern as due to punishment becoming less severe over time in a system with  barriers to explicit change, or as a way of frightening potential criminals5 while preserving convicted criminals to serve as state slaves. And the rhetoric of balance might also be seen as a way of maintaining respect for the existing hierarchy of status and authority.6 It is harder to find consequentialist explanations for some other features of the legal code, such as the requirement that an official whose parent died abandon his position for the required twenty-seven months of required mourning.

Another feature of the legal system which raises the same question is the degree to which it depended on outcomes rather than on blameworthiness. It was, for example, a particularly serious offense to kill several members of the same family. In one case a defendant was found guilty of doing so and sentenced to punishment, despite the fact that the men he killed had been in the process of attacking him and his companions and one of them had just killed his father. In another case an official was found guilty of a serious offense because the servants bearing his sedan chair carried it through the gate of a temple in a rain storm rather than setting it down outside the gate so that the official could enter the temple in the proper manner.7 It seems clear from the case that the official was not at fault yet was  punished for his offense. (“His failure to dismount from the chair in time, though occasioned by the great accumulation of rainwater on the ground and the error of the chairbearers, nevertheless constitutes a violation of the established regulations. Accordingly, he should be sentenced to 100 blows of the heavy bamboo under the statute on violation of imperial decrees … . Because he has already been dismissed from his position … .") In this and other cases, intent is not a requirement for criminal liability; the verdict is based on outcome, not motivation. When someone commits an offense on orders from a superior member of his extended family, the attitude of the court seems to be that although he must obey the order he is still criminally liable for the act, with the order providing at most grounds for a one degree reduction in sentence. There appears to be no assumption in the legal system that an individual always has the option of acting in a way that does not violate one rule or another.

That again might be interpreted as a policy driven by religion, the fear that if cosmic balance was not maintained by punishing someone for a violation of the cosmic rules, the result might be an increased risk of natural catastrophes. On the other hand the equivalent—strict liability torts—exist in modern legal systems, suggesting that there may be functional explanations for them.8

Filling in the Blanks

The law code appears designed to provide, for every possible offense, a specified punishment—the mission of the U.S. sentencing commission carried to the Nth degree. Despite the extent and detail of the code, it failed to do so. Gaps were filled in at least two ways—interpolation and ex-post-facto judgements. The court’s verdict often took the form of “the offense is rather like XYZ, for which the punishment specified in the code is life exile at a distance of 2500 Li from the offender’s home province but somewhat less serious. The defendant is sentenced by analogy to exile at a distance of 2000 li.” Where the offense did not seem to fit any category in the code, the court felt free to find the defendant guilty of doing what ought not to be done or of violating an Imperial decree—not an actual decree but one that the Emperor would have made had the matter been brought to his attention. The underlying assumption was that people ought to know right from wrong without the assistance of the legal code, hence it was proper to punish those who did wrong, although the lack of a relevant legal rule raised difficulties in setting the appropriate punishment.

The Structure of Authority

The key figure in the bureaucracy that ran China was the district magistrate. The population of his district could range from 80,000 to more than 250,000; the magistrate functioned as the single representative of imperial authority, a combination mayor, chief of police, and judge. He obtained the position by first doing well in the examination for the civil service, an examination testing not legal knowledge or administrative ability but the applicant’s literary ability and knowledge, and then performing well in administrative positions at a lower level. He was assisted in his duties by a staff of lower level officials, some his own employees who moved with him from place to place, some permanently located in the district.

One risk of putting so much power in one pair of hands is that the magistrate might take advantage of his position to build local support and thus convert the centralized bureaucracy into a de facto feudal system. One way in which that was prevented was by forbidding a magistrate from being assigned to his  home district and shifting magistrates from district to district every few years. Another was to forbid a magistrate from marrying a woman from his district or owning land in it.9 Further, any penalty a magistrate imposed more serious than bambooing had to be approved at the provincial level, any decision not based on statute, including a decision by analogy, required approval from Peking. And, finally, there was a special department of the imperial bureaucracy, the censorate, charged with investigating misdeeds by officials.

Appeals and Accusations

A sentence of bambooing could be imposed by the district magistrate but must be reported one level up to the prefecture and could be appealed to the provincial governor. Cases that led to a sentence of penal servitude were investigated by the district magistrate, reported to the prefecture, decided at the provincial level with the verdict confirmed by the provincial governor, and then reported yet another level up to the board of punishments in Peking. A non-capital homicide case was treated similarly, save that the final verdict was by the board. Capital cases were reviewed by the board, judged at a yet higher level by the three High Courts, and required confirmation by the Emperor, as did any case involving an official. Given the size of the population and the existence of only one Emperor, the implication is either that cases in the last two categories were very rare or, perhaps more plausibly, that most of what was nominally done by the Emperor was in fact done by his staff.

It was possible, but hazardous, for a private individual to appeal a verdict to a higher court, either by lodging an accusation that the lower court had refused to consider or by protesting a decision by the lower court. The appellant was subject to punishment if he was either judged not to have exhausted all lower level options or to have made a false accusation. In one case included in Law in Imperial China, the court found that the accusation was for the most part true and the defendant against whom charges had been dismissed was guilty of an offense, but punished the accuser much more severely than the accused. The defendant, a physician whose incorrect treatment had resulted in the death of his patient, was sentenced to strangulation after the assizes, but the sentence then commuted to a payment of 12.45 ounces of silver. The accuser, the father of the victim, was sentenced to a hundred blows of the heavy bamboo for having "embellished the facts" in his accusation.

In another case, a higher court found that lower courts had been deliberately misreading a statute in order to punish those who appealed their verdicts in order to deter such reports. The impression left by the cases is that  accusations from outside the system and appeals of court verdicts, while possible, were generally disfavored. In cases where A reports an offense by B, the usual response of the authorities is to investigate both of them.

The State and the Family: Subcontracting Enforcement

In Ch’ing law as in the law of earlier dynasties, legal consequences depended in part on the status of the parties, both absolute status—the rules for government officials were different than the rules for commoners—and relative status within the extended family. For two individuals at the same level of the family tree—siblings, first cousins, …—the senior relative was the older. For two at different levels, such as first cousins once removed or uncle/nephew, the senior was the one at the higher level of the tree (uncle senior to nephew, for instance, even if the nephew was older).10 The closeness of the relation was defined by the rules determining for how long one was obliged to mourn the death of a relative, depending on the relationship—longest for a parent, shorter as the relation became more distant.11 Relative status in turn affected penalties. For an offense committed by a junior relative against a senior relative, penalties were increased; for an offense committed by a senior relative against a junior, decreased.

It is common to include among the offenses of oppressive polities forcing children to inform on their parents. Imperial China had precisely the opposite approach; for a child to accuse a parent, or any older relative within two degrees of relationship, of an offense was a criminal act by the child even if the accusation was true.

Like other features of the legal system, the treatment of relations within the extended family can be viewed either as an expression of Confucian ideology or as a design feature serving the same purposes served by features of other legal systems in other times and places. By the mid-19th century, the Ch’ing were ruling a population of about 400 million, primarily with a small bureaucracy of elite scholar-officials. One way of doing so was to subcontract as much as possible of the job of controlling behavior to other authority structures, of which the most important was the extended family.12 Biasing criminal penalties in favor of the more senior members of the family can be seen as a way of reinforcing the familial authority structure, forbidding children from informing on their parents of removing a  threat that could be used to undermine it.

Other features of the legal system served similar purposes. Repeated disobedience by a child to his parent was an offense that could be punished by exile. It was legal for a parent to beat his child or a husband his wife. If beating a child resulted in his death and there was no excuse for the beating, the punishment was one year penal servitude; if the beating was of a disobedient son but unreasonably severe the penalty was a hundred blows of the heavy bamboo.13 There was no punishment for a reasonable beating of a disobedient son that resulted in death, and at some periods a father could get official approval to kill a disobedient son.14

There were serious penalties for killing a child without cause; examples include killing an infant and a mother killing her child to prevent the exposure of her own adultery. On the other hand, a husband who killed his wife because she had struck or reviled his parents—as supported by the parents’ testimony—received only 100 blow of the heavy bamboo; the court’s only reservation seems to have been uncertainty as to whether the parents were telling the truth or lying in order to protect their son. The penalty for wantonly killing one’s wife was nominally capital—strangulation after the assizes.

In both the familial and other contexts, causing someone to commit suicide was treated as a serious offense. A son who pushed his parent into suicide by theft or acts of turpitude was subject to immediate strangulation, an actually rather than only nominally capital punishment. If the theft or act of moral turpitude had been committed at the parent’s orders, the penalty was reduced but still substantial—three years penal servitude. Disobedience to familial superiors was an offense, the fact that an offense had been committed under orders from a superior at most grounds for a reduction in penalty. An inferior was expected to obey orders from a superior to commit an illegal act but still liable for committing it, subject to two different authority structures, familial and legal, with penalties for disobeying either even if there was no way of obeying both.

Another way of dealing with the disproportion between the population to be controlled by the legal system and the resourced commanded by that system was to discourage resort to law.15 One way in which this was done was to make the private practice of law, in effect, a criminal offense; individuals who wanted help with their legal problems were expected to get it from the district magistrate and his staff.16 Another was by making involvement with the legal system potentially unpleasant for all concerned. [Here again, there is a parallel with Roman law: "Litigation should be avoided like the plague, Cicero advised, even when the law was on your side. (du Plessis p. 63)]There was no equivalent of our tort law by which an injured party could use the legal system to compel restitution—all law was, in our terms, criminal, and all prosecution public. It was legal to torture witnesses in the process of extracting information from them. Participants in the legal process were expected to act as humble petitioners, recognizing the vastly superior status of the officials they were interacting with.17

Making it costly to interact with the legal system was one way of reducing the amount of work required of the bureaucracy but risked providing an individual with the opportunity to injure an enemy by accusing him of an offense. It was a risky tactic, since both accuser and accused would be imprisoned, and if the accusation was found to be false the accuser was subject to the penalty that would have been imposed on the accused if found guilty. The obvious solution was to make the accusation anonymous. That problem was dealt with in a straightforward fashion by Ch’ing law; for an official to read an anonymous accusation was a criminal offense. When the rule was first promulgated it made an exception for accusations of treason against the Emperor; when the rule was revised by the next emperor, the exception was removed.

Contract Without Law

In 1895, as part of the treaty of Shimonoseki, China ceded the island of Taiwan to Japan. The Japanese government wished to maintain the existing legal system; to do so it had to discover what it was. A scholarly commission was established. Its report provides us with a detailed picture of the legal system of at least one province of Imperial China at the end of its last dynasty.18

One feature of that legal system was the combination of elaborate contractual practice with an almost total absence of contract law. A merchant who had sold goods on credit and not been paid could, if he wished, report his debtor to the district magistrate for the crime of swindling him—but once he had done so, the case was out of the merchant's hands. The magistrate, if convinced of the justice of the claim, might compel repayment—usually only partial repayment. He might do nothing. He might even conclude that the merchant was the one at fault and sentence him to a beating. The legal system enforced by the magistrate was focused almost entirely on criminal acts and criminal punishment. There were only a handful of provisions dealing with matters of contract19 and some, such as the statute specifying a maximum interest rate, appear to have been ignored in practice.

Non-state hierarchical structures provided a possible mechanism for settling contract disputes within family, clan or guild. But merchants in Taiwan engaged in extensive large scale dealings that cut across all such categories, buying bulk agricultural products to ship across the straits to be sold in the mainland, importing mainland products to Taiwan, and much else.

The problem of settling commercial disputes without state courts was dealt with in medieval Europe in part by the development of private courts at the major trade fairs, run by merchants and relying heavily on reputational enforcement.20 No equivalent seems to have developed in China, perhaps due to Imperial hostility to any rival authority.

Nonetheless, Chinese merchants developed an elaborate set of contractual forms, including a variety of form contracts, supporting an extensive and sophisticated network of commercial relations. Part of the explanation of how they did so was presumably the existence of reputational enforcement, part the availability of state courts for dealing, when all else failed, with parties engaged in deliberate and obvious violations. But much of the explanation lies in the details of the private contract law that developed within that framework—a system of rules designed to minimize the reliance on courts and external enforcement.

One example was the rule that we call caveat emptor. Under any circumstances short of explicit fraud—gold bars that turned out to be gold plated lead, for example—a merchant who had accepted delivery of goods had no recourse if they turned out to be defective. Another was the linkage between possession, ownership, and responsibility. Goods in my warehouse were mine, whether or not they were about to become yours, and I bore the risk of any damage that occurred to them.21 The rules appear to have been designed, wherever practical, to let a loss lie where it fell, thus eliminating the need for legal action to shift it.

Problems arise in situations where canceling a contract and leaving everything in the possession of whomever at the moment has it will advantage one party, a situation that encourages opportunistic breach. One solution is to redesign the contract so that the two parties' performance is more nearly synchronized, reducing the incentive of either to breach. An alternative is to rely on reputational enforcement, structuring the contract so that the incentive to breach, if it occurs, is likely to be on the party who will suffer reputational penalties from breaching.

An example in the Chinese case is provided by contracts for future purchase of commodities at a pre-arranged price. Such contracts were not considered binding until there had been at least partial performance by one party. Typically that consisted of a deposit paid in advance by the purchaser. By adjusting the size of the deposit, the parties could take account of both how large the incentive of the seller to breach might become—depending on the range of likely prices changes between contract formation and delivery—and how much each party was constrained to keep to the deal by reputation.

A buyer who breached forfeited his deposit—a result that required no judicial intervention, since the deposit was in the possession of the seller. That left an obvious problem—a seller who breached but kept the deposit. Presumably that was prevented by some combination of reputation and the threat that such an obviously criminal act would provide the buyer sufficient grounds for going to court.

Important elements in making the system work were the existence of a system of written forms using standard boilerplate terminology understood by the parties and others in the trade, and the use of seals—"chops"—to provide clear evidence of assent to a contract. So long as issues of fact were simple—whether a shipment of grain had been delivered and accepted, but not the precise quality or quantity—that made it possible for third parties to determine at a low cost which party to a contract had violated its terms. Here the third party might be either another merchant interested in knowing who could be trusted or, in extreme cases, a district magistrate interested in who had committed a criminal offense and should be punished accordingly.

Whatever the mechanisms responsible—interested readers can find a more detailed account in Brockman's chapter—Chinese merchants a century ago succeeded in maintaining a sophisticated system of contracts with very nearly no use of state enforcement.

References

Benson, B. L. (1998). "Law Merchant," In P. Newman, (ed.). The New Palgrave Dictionary of Economics and the Law, London: Macmillan Press.

Bodde, Derk and Morris, Clarence, Law in Imperial China, Harvard University Press 1967.

Brockman, Rosser H., "Commercial Contract Law in Late nineteenth-century Taiwan," in Jerome Alan Cohen, R. Randle Edwards and Fu-mei Chang Chen, editors, Essays on China's Legal Tradition, Princeton University Press 1980, pp. 76-136.

Friedman, David, “From Imperial China to Cyberspace: Contracting Without the State,” Journal of Law, Economics and Policy, July 2005.

Van Gulik, R.H., Crime and Punishment in Ancient China, 2nd edn 2007. Originally published as T’ANG-YIN-PI-SHIH, Parallel Cases from Under the Pear Tree”: A 13th Century Manual of Jurisprudence and Detection, E.J. Brill, Leiden 1956.


1 The disagreement between legalists and Confucianists to some degree parallels the conflict between 18th and 19th century British approaches to crime and punishment. The dominant view in the 18th century, reflected in legal institutions, saw criminals as rational actors, criminal penalties as a way of making it not in their interest to commit crimes. The dominant view in the 19th century, reflected in its institutions, saw criminals as victims of their own ignorance and irrationality, and criminal penalties as a way of reforming them, changing them in a way that would make them no longer choose to commit crimes, whether by teaching them religion or a trade. That view was reflected in terms such as “reformatory” and “penitentiary,” and associated practices. Both approaches survive in modern legal theory and modern legal systems.

2 The cangue was a device that fastened around the convict’s neck, sometimes taking the form of a flat square large enough to prevent his hands from reaching his mouth and so prevent him from feeding himself. It might carry a description of his crime, might be heavy enough to seriously impede movement.

3 In some cases specified as to a malarial province or to serve as a military slave, in some cases apparently with no substantial restriction other than location.

4 A possible explanation is that the decrease in number of blows resulted from an increase in the size of the sticks used, and was necessary “so that offenders might not die under the beatings.” Bodde and Morris pp. 80-81.

5 A similar issue arises with the “bloody code” of 18th century England. All serious crimes were nominally capital, but it seems likely that only a minority of those guilty of, and tried for, such crimes were actually executed. See Chapter IX for details.

6 Ray Huang’s 1587, A Year of No Significance describes the life of Hai Jui, an official who eventually became the Censor-in-Chief in Nanking. Hai believed firmly that the legal system should be used to enforce the balance of power in China’s social hierarchy: “I suggest that in returning verdicts to those cases it is better to rule against the younger brother rather than the older brother, against the nephew rather than the uncle, against the rich rather than the poor, and against the stubbornly cunning rather than against the clumsily honest. If the case involves a property dispute, it is better to rule against a member of the gentry rather than the commoner so as to provide relief to the weaker side. But if the case has to do with courtesy and status, it is better to rule against the commoner rather than against the gentry: the purpose is to maintain our order and system.”

7 Bodde and Morris pp. 276-8.

8 Strict liability torts might be justified by the need to compensate victims, the Chinese rules as needed to compensate heaven: “Crimes produce discord; once a crime is committed, harmony is restored only by suitable punishment.” “Punishment is enacted not to teach that crime does not pay, it is levied to placate heaven.” This raises a more general problem for all legal systems; in a world of limited resources, costs may arise that are due to nobody’s fault but must still be born by someone.

9 The Ottoman Empire had an analogous approach to an analogous problem. After conquering territory, the usual pattern was to appoint the surviving members of the defeated dynasty as local rulers in some distant part of the empire. The knowledge that defeat would not deprive the losers of life, or even of wealth and status, reduced the incentive to resist conquest, and a governor with no local ties would be dependent on the Sultan for his authority, hence likely to be loyal.

10 A system of seniority provides a simple way of ranking individuals. One familiar example in our society is seniority in job status—it is common for the more senior employee to have a right not to be laid off before the less senior. A historical example is provided by the practice of the British navy, where a captain’s seniority dated from his receiving the rank. If two or more ships commanded by captains were working together, command over the squadron went to the senior captain.

11 The details of the description here are based on Ch’ing practice, although the general pattern seems to date back to the much earlier Han dynasty.

12 There were also trade guilds.

13 This was a nominal punishment, converted in practice to an actual punishment of 40 blows.

14 Two incidents from about the 13th or 14th century illustrate the tension between the requirements of imperial and familial authority:

A family member, Hsu Kung-chu was being brought to the magistrate’s office for punishment for committing incest with his niece. The tsu head recognized that the public nature of the official proceedings would bring shame upon the family, so he ordered Kung-chu to be thrown in the river where he drowned. However, the tsu head was punished by the authorities for murder.

In a contrasting case from the same period, a different result was reached:

“Wang ch’i’s eldest son, Wang ch’ao-tung hated his younger brother. At one time, the former chased the latter, knife in hand. The father caught Wang ch’ao-tung, tied his hands together and scolded him. The son answered back. This so angered Wang Ch’i that he buried his son alive. He was sentenced by the General of Chi-lin for killing his son inhumanely after the son had disobeyed instructions. But the Minister of Justice held that since a son who scolded his father was punishable by death, the case should not be considered under the article that dealt with a child who was killed because he had disobeyed instructions. As a result, Wang Ch’i went unpunished.”

15 “Shouted at and reviled by the magistrate, growled at and beaten by the constables, the position of the accused was a most unfavorable one indeed. Small wonder that having to appear in court was considered by the people at large as a terrible misfortune, an experience to be avoided if at all possible . … In general people tried to settle their differences as much as possible out of court, by effecting a compromise or by referring the case to one of the age-old organs of private justice, for example the council of the family- or clan-elders, or the leaders of a guild.” Van Gulik 2007, pp. 57-8.

16 The attitude is suggested by a passage from an 11th century case included in a 13th c. collection: “Shen K’uo says in his Pi-t’an: ‘The people in Kiangsi love law suits. They have a book called Teng-szu-hsien that consists entirely of models of documents used in litigation. It starts with teaching how to discredit people by written documents. If one can not trap them with those, one should try to get the better of them by deceit and slander. And should this method fail also, one should cause them to commit an offence and then intimidate them.” (Van Gulik 2007, p. 150). Bodde and Morris (526-7) describes two cases in which providing or offering to provide legal advice was severely punished, despite the activities not fitting the terms of the statute (“habitual litigation tricksters who conspire with government clerks, trick ignorant country folk, or practice intimidation or fraud”).

17 “For vivid fictional pictures of the interaction, see the Judge Dee books by Van Gulik.

18 "The major publication in the area of customary law was Taiwan Shiho [the Private Law of Taiwan] (1910), a six-volume work which reprinted and analyzed documents pertaining to land law, family law, personal property and commercial law … with seven volumes of reference materials … ." Brockman (1980), p. 130 fn 1.

19 "Of the 346 statutes in the Code, only eight dealt at all with what is usually called commercial law." Brockman, p. 85.

20 Benson (1998c).

21 There were a few exceptions—most notably for a dye shop that would have cloth in it to be dyed.

"If a dispute involved two individuals, individual A did not bring a suit directly against individual B. Rather he lodged his complaint with the authorities, who then decided whether or not to prosecute individual B." Bodde and Morris p. 4.


338: Killer who is let off from execution (in all circumstances?) must pay funeral money for the victim. 20 ounces. compare to wergeld. To monetary compounding--12 ounces highest p. 342. Latter token. 252 Doctor gets strangulation after commuted to 12.42 oz, father gets 100 heavy for embellishing the facts.

405-8: Accusing older relative within 2nd degree, such as brother, is 100 blows heavy even if accusation is correct! Falsely, gets punishment for crime accused of + 3 degrees—but not if the increase raises above maximum life exile! Non-relative, false accusation of crime requiring military exile gets the same punishment as the crime. Theft three times of more than 50 ounces each was nominally capital but deferred execution: 138

Johnson, Wallace, Status and Liability for Punishment in the T'ang Code Symposium on Ancient Law, Economics and Society Part II: Ancient Rights and Wrongs
,
Chicago-Kent Law Review, Vol. 71, 1995-6, pp. 217- (Details of T'ang rules, including the fact that if several members of a family took part in a crime, only the senior was punished.